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Swann (1985) Notes on the text
Part I: Setting the scene
Part II: Education for all
Part III: Major areas of concern
Part IV: 'Other' ethnic minority groups
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The Swann Report (1985)
Education for all Report of the Committee of Enquiry into the Education of Children from Ethnic Minority Groups Chairman: Lord Swann Cmnd. 9453 London: Her Majesty's Stationery Office 1985
Chapter 3 Achievement and underachievement
1. Introduction 2. The achievement of West Indian pupils 3. The achievement of Asian pupils 4 Factors involved in school performance
5. Our conclusions - West Indians 6. Our conclusions - Asians 7. The implications of our findings 8. Summary of main conclusions 9. References Annexes Annex A - Achievement and underachievement: evidence from young people of Afro-Caribbean and Asian origin Annex B - Results from the School Leavers' Survey 1981/82: A paper by DES Statistics Branch Annex C - The education of Bangladeshi children in Tower Hamlets: A background paper by the Education Officer, Inner London Education Authority Annex D - The IQ question: A paper by Professor N J Mackintosh and Dr CGN Mascie-Taylor Annex E - Revised research proposal on 'Academically Successful Black Pupils', submitted by the Research and Statistics Branch of the Inner London Education Authority. Annex F - Summary of main findings of a longitudinal study undertaken by Dr GK Verma. Annex G - A note on research: A paper by Mr J Cornford.
Chapter 3 Achievement and underachievement
1. Introduction 1.1 Our terms of reference required us to '... review ... the educational needs and attainments of children from ethnic minority groups ...' They also required us to '... give early and particular attention ... to pupils of West Indian origin and to make interim recommendations ...' While we considered the attainment of West Indian children at some length in our interim report, we left a number of matters for further investigation in this, our final report, where in addition we examine the attainments of children from other minority groups. 1.2 In our interim report we discussed at length the evidence we received on the factors involved in achievement and underachievement, from the ethnic minorities themselves, from those in the educational system and from others. This revealed a wide consensus that focused on racial intolerance, prejudice and discrimination as a prime cause, with the emphasis on these factors as they operate within the educational system. To give something of the flavour of this evidence we have included in Annex A to this chapter quotations from the evidence given to the Committee in November 1980 by a group of students assembled by the NUS and from interviews with young people between 15 and 18 years of age, conducted in the Leeds and Bradford area between 1980 and 1983. 1.3 This chapter is concerned with a different type of evidence, namely research and statistics, and any such investigation is beset with difficulties. The evidence is incomplete and sometimes conflicting; in addition there is the immediate problem of deciding what we mean by achievement and underachievement. These are not absolute terms, only relative ones. But relative to what? Moreover, they are terms that are often used indiscriminately in two crucially different senses. 1.4 Turning to the first sense, we have, throughout this report, and in our interim report, made the comparison between the achievement of particular ethnic minorities and their school fellows in the White majority. For the most part this simple comparison is the only one that we can make, but it is not as simple a one as might appear at first sight, mainly because of the complexities of the effects of racial discrimination, social class and socio-economic status, matters we deal with in paras. 4.15 onwards. This comparison is also unsatisfactory in that it gives little indication of the extent to which individuals or groups are achieving their full potential - namely achieving in the second sense. It is often supposed, naively, that there is a true measure of innate potential, namely a child's IQ (Intelligence Quotient), but this, as we shall see, is not the case. It may be the best measure of potential that has yet been devised, but it is far from perfect and is influenced by a variety of factors. In short, there is no really reliable indicator of a child's academic potential. Nevertheless, we are clear that many ethnic minority children are not achieving their full potential, regardless of how they compare with the white majority. The problem is further complicated by the fact that many white children are not achieving their full potential either. 1.5 A further point cannot be stressed too often. In our data on achievement and underachievement we frequently quote average performances for different groups. West Indian averages, for instance, tend to be lower than White averages. This however does not mean that all West Indian pupils are achieving less well than whites. Far from it; as Figueroa (1) has recently pointed out, some West Indian children do very well in this country. A statistical average conceals a wide range of scores, some very high, some very low, a fair number on the high side, a fair number on the low side, and most somewhere in the middle, clustering around the average, i.e. the group mean. In fact there are greater differences within a group, where achievement is concerned, than between groups, no matter what their ethnic identity may be. To complicate matters yet further, unexpected differences within groups have often been noted. In some studies, for example, West Indian girls have been found to be performing at a higher level than West Indian boys (2). 2. The achievement of West Indian pupils 2.1 The origins of this Committee can be traced back to a widespread concern about the level of achievement of West Indian pupils in British schools. In preparing our interim report, however, we were much hampered by the absence of ethnically based examination statistics at a national level. We had therefore to rely in large measure on a variety of research evidence already available on the academic performance of West Indian pupils. This evidence was identified and analysed for us by the National Foundation for Educational Research in their first review (3). They concluded: '... there is an overwhelming consensus: that research evidence shows a strong trend to underachievement of pupils of West Indian origin on the main indicators of academic performance ... Depressing though it is to relate, it appears inescapable that by any standard of comparison, the pupil of West Indian origin is underachieving.'2.2 For the interim report we were able to obtain, through the DES Statistics Branch, some information on examination results on an ethnic basis, using the Department's annual school leavers' survey. This showed that on every measure used, West Indian school leavers were doing markedly less well than White school leavers (see pages 6 - 9 of the interim report). These findings were echoed in much of the evidence we received in the first stage of our work. The overall message was clear. Whatever the reasons, and they are certainly complex, West Indian children are not doing at all well in the educational system. 2.3 Since our interim report and the first NFER review of research were published, a range of other studies have confirmed this picture of West Indian underachievement, including for example, a recent study by Craft and Craft (4) carried out in an Outer London Borough, which showed clearly that, irrespective of social class, West Indian children are markedly under-represented amongst high achievers, and markedly over-represented amongst low achievers. We reproduce a Table from this paper below: Fifth-form examination performance by ethnicity and social class 2.4 When our interim report was published, many heads and teachers offered further evidence to support our view that West Indian children were indeed underachieving in the educational system. Some however questioned the existence of West Indian underachievement by offering instances from their own experience of children who had been academically successful (in the light of our earlier comments this is in no way surprising), or commented on what they regarded as the shortcomings of the data from the school leavers' survey exercise. The major criticism which was levelled at these data was the absence of any attempt to take account of socio-economic variables and the bearing which these might have had on the findings. We would be the first to acknowledge that such background information would have added to the completeness of the picture and indeed at the time we explored with the DES Statistics Branch whether this additional information could be collected. We were informed however that the nature of the school leavers' survey precluded this being done, most notably because at the time the information is collected, many of the pupils concerned had left school several months previously. It was also suggested that the value of the school leavers' survey exercise data would have been enhanced by the inclusion of more specific and clearly defined ethnic classifications for the groups studied, rather than simply the broad divisions of 'Asian', 'West Indian' and 'all others'. In fact those schools which participated in the school leavers' survey exercise were asked to place their leavers in one of ten ethnic categories:
The numbers in the sub-categories of 'Asian' and 'All Other Leavers' were, we were informed, too small to be statistically significant and the findings were therefore aggregated under the general heading - thus permitting a broad comparison to be made on the basis of figures which were statistically significant. 2.5 A further comment which was made by a number of people in relation to the school leavers' survey exercise data in our interim report was that too much reliance should not be placed on information relating to examination results for just one year and that the evidence for West Indian underachievement would be considerably strengthened if it could be shown, by repeating this exercise over several years, that the results for 1978/79 were not atypical but part of a continuing pattern. One of the principal recommendations of our interim report was that steps should be taken to collect a range of educational statistics on an ethnic basis and inter alia we recommended that the DES should, with effect from 1 September 1982, introduce ethnic classifications into its school leavers' survey. When it became clear that this recommendation was not going to be implemented by the date we had specified, we asked the DES Statistics Branch to repeat the school leavers' survey exercise for us to enable us to see whether, within the limitations already acknowledged, the relative performance of the groups had altered in any way in the intervening three years. They kindly agreed to assist us again and we reproduce at Annex B their paper summarising the findings of the exercise carried out in relation to the 1981/1982 school Ieavers' survey and incorporating some statistical comparisons with the previous exercise. 2.6 What is most immediately apparent from the findings of the more recent school leavers' survey exercise is that, as in the previous exercise, West Indian children are again shown to be performing markedly less well than their fellows from other groups on all the measures used:
'West Indian children as a group are underachieving in our education system ... (and) ... this should be a matter of deep concern not only to all those involved in education but also the whole community.'3. The achievement of Asian pupils 3.1 In considering the performance of Asian pupils we have again been hampered by the absence of ethnically based statistics at a national level. A considerable amount of research has however been undertaken on their performance, and the broad consensus of these studies was described in the following terms by the NFER in their second review of research (8): 'Asians do not in general perform worse at public examinations than indigenous peers from the same schools and neighbourhoods ... Most of the studies point to performance levels on the part of Asians that either match or exceed those of indigenous peers. Findings usually relate to overall examination performance; when individual subject breakdowns are given, English often stands out as the area of weakness.'School leavers' survey exercise data 3.2 Both the initial school leavers' survey exercise (1978/79) and the further exercise (1981/82) obtained data relating to Asian leavers*. In general terms the findings of the two exercises (see Annex B), taken together, show Asian leavers to be achieving very much on a par with, and in some cases marginally better than, their school fellows from all other groups in the same LEAs in terms of the various measures used:
The major divergence from this pattern of achievement was in relation to CSE and GCE O Level English Language - see Table 5 in Annex B - with a significantly higher percentage of Asian leavers obtaining no graded result compared with 'all other leavers' in the same LEAs, and the percentage obtaining higher grades being also significantly lower. The marked difference in performance in this particular subject may well, of course, be a major contributory factor in the lower percentage of Asian leavers obtaining '5 or more higher grades' in the Table of overall O Level and CSE achievements - see Table 4 in Annex A. 3.3 While the evidence about school performance of Asian pupils is not unanimous, the majority of studies, in common with the School Leavers Survey exercises, show an average level of performance, other than in English Language, that is generally on a par with that of indigenous White children. Recently Craft and Craft (4), for instance, in an extensive study (see para 2.3 above), have shown that the examination performance of Asian pupils at fifth form level, whether categorised as middle class or working class, compares quite closely with that of their White School fellows. And a smaller study by Brooks and Singh (9) reaches the interesting conclusion that: 'It is the similarities between White and Asian performance which are impressive, rather than any differences.'3.4 Although there is an absence of ethnically based statistics at a national level in the education field, many multiracial schools collect information about the performance of their ethnic minority pupils as part of their normal self-evaluation. When, therefore, we came to consider the academic performance of Asian pupils, a number of schools were able to supply us with information about the relative achievement of different groups. In the absence of nationally agreed categories, the classifications used by the schools varied widely, from a straightforward division between 'ethnic minority' and 'White', or 'Asian' and 'West Indian', to breakdowns between Asian subgroups on a country of origin basis (Pakistan, East Africa, India), a religious basis (Muslim, Sikh, Hindu) or on the basis of home language (Punjabi, Gujerati). This lack of a common approach to classification meant that we were unable to base any firm conclusions on the data we received as to the relative performance of the Asian sub-categories. In by far the majority of the schools which provided us with information however, it was clear that pupils of Asian origin as a group were achieving in examination terms, very much on a par with their school fellows from other groups, except where they were suffering from linguistic difficulties. The following extract from the evidence of one school is typical of the responses received: 'Asians as a group tend to do well in examinations ... there appears to be no special trend in examination success ... different from those of the indigenous population.'3.5 This may not however be the full story, and one matter has frequently been raised with us, namely the extent to which statistics on the performance of Asians as a group, may mask considerable variations in the performance of different sub-groups. As we have explained earlier, although the School Leavers' surveys exercise collected data relating to some of the sub-groups, the numbers were too small to provide conclusions that were statistically significant. In their second review of research (8), however, the NFER do draw attention to evidence which bears on this question as does Tomlinson (2). Despite limitations, both in terms of sample size and research design, there are indications of differences in performance between some of the sub-groups, but with one exception these differences are not great. Children of Bangladeshi origin, however, have been shown in a number of instances to be performing markedly less well than their school fellows in other groups, both minority and majority. We discuss this matter later on, and reproduce in full as Annex C a paper by the Education Officer of the Inner London Education Authority. 4. Factors involved in school performance Our Interim Report 4.1 Diagnosing and evaluating the factors involved in achievement and underachievement is full of difficulties, and we turn first to the conclusions of our interim report. The factor most frequently and forcibly put to our Committee was undoubtedly racism within schools, mainly centring around teachers' low expectations of West Indian children; this we accepted as significant. But as we pointed out in our conclusions (p70): 'Whilst we cannot accept that racism, intentional or unintentional, alone accounts for the underachievement of West Indian children in our schools we believe that when taken together with, for example, negative teacher attitudes and an inappropriate curriculum, racism does play a major part in their underachievement.4.2 In the course of our interim report we listed a number of other factors that needed further consideration. In particular we discussed (p.15) the pressures on West Indian families and concluded that West Indian parents are caught up in a cycle of cumulative disadvantage and went on to quote the well-known and significant statement in the government White Paper 'Racial Discrimination 1975' (10) which pointed out: '... relatively low paid or low status jobs for the first generation of immigrants go hand in hand with poor overcrowded living conditions and a depressed environment. If for example, job opportunities, educational facilities, housing and environmental conditions are all poor, the next generation will grow up less well equipped to deal with difficulties facing them. The wheel comes full circle, as the second generation find themselves trapped in poor jobs and poor housing.'It is significant that the Scarman Inquiry of 1981 (11) which followed the disturbances of that time, argued forcibly that racial prejudice and discrimination, particularly in the areas of housing, education and employment, contributed extensively to this cumulative disadvantage. 4.3 On page 20 we went on to consider the 1980 ILEA Literacy Survey (12), which showed that reading attainment of West Indian children was low at eight years, and remained low at school leaving age. The survey examines a number of possible factors which might have led to this result - length of education in this country, social deprivation, linguistic handicaps, teacher expectations and the self image of the child. It finds that each of these factors plays some part in the overall picture of underachievement, and concludes: 'A major contributory factor would seem to be adverse environmental circumstances. When factors of social deprivation ... were taken into account the difference in the average attainment of West Indians and Whites ... was halved. The possible effects of linguistic interference and teacher attitudes and expectations could not be measured directly but it seems probable that they have an adverse effect on West Indians, particularly when coupled with adverse social circumstances.'4.4 Our interim report was widely represented as putting forward racism in the education system as the sole cause of underachievement, in spite of the fact that we considered racism in the wider social context as well, and concluded that all these aspects of racism, put together, were the major factor. Despite this misunderstanding of our conclusions, the report did, we believe, give encouragement and support to teachers and others concerned about West Indian underachievement, though it has to be said that elsewhere it was subjected to some sharp criticism. 4.5 Since we presented figures that showed Asians on average to be performing very much on a par with whites, and since it was argued by our critics that Asians were no less subject to racism than West Indians, it was said that the prominence we had given to this factor must be misplaced and that other factors must therefore be at the root of the problem. Low West Indian IQ scores were mentioned as the real cause, and, as we have noted earlier, the absence of any consideration of socio-economic factors was also criticised. It became clear to us that we must examine these criticisms in detail in the final report, as indeed we had, in our interim report, declared our intention of doing. The range of factors involved in achievement and underachievement 4.6 Many research workers who have studied the matter in depth have listed the wide range of factors that may be involved, and have gone out of their way to emphasise that the problem is a very complex one with no single cause, but rather a large number of inter-related causes - see for example Jeffcoate, (13) and (14) Mabey (15) and the ILEA Report on Race, Sex and Class (16) as well as the study by Tomlinson (2) and both NFER Reports (3) and (8). The same point emerges in the study we commissioned from one of our members, Dr Verma, which we consider later in this chapter - see also Annex F. The argument has recently been put particularly succinctly and readably by Dr Bhikhu Parekh, formerly a member of our Committee (17). 4.7 Under the heading 'Some explanations of underachievement' Dr Parekh lists the following: 'First, the low attainment of West Indian children is, according to some commentators, easily and adequately explained in terms of their genetic intellectual inferiority. This view of Eysenck and others is far more widely held than is realised ...'4.8 Dr Parekh goes on, under the heading 'The underlying assumptions' to explain why the debate has been so confused and unsatisfactory: 'First, the debate is vitiated by what I might call the fallacy of the single factor. The participants tend to look for one specific factor, be it class, racism, West Indian family, West Indian culture, the school or educational system, to explain the fact of underachievement. This is obviously an inherently impossible enterprise. Not even a relatively simple natural phenomenon like the falling of an apple or the dropping of a stone can be explained in terms of a single cause ...'4.9 It is not to be expected that this or any Committee of Inquiry could disentangle all the many threads of this complex web. But we are very conscious, as Dr Parekh also points out, that too often society has 'sought ideological shelter behind the unsatisfactory character of the debate and used it as an excuse for inaction, arguing against every proposed course of action that the factors involved are not the only ones, the evidence is not conclusive, and so on'. We therefore add what evidence we can to the debate, and put forward our collective opinion in the sections that follow. The IQ question 4.10 Scores in IQ (Intelligence Quotient) tests were for a long time used as a measure of academic potential, and a pupil's score in such tests undoubtedly played a part in determining the set, stream or band in which he was placed, and this in turn was liable to condition the expectations of individual teachers, and indeed of the educational system as a whole. The high proportion of West Indian children placed in ESN schools as a result of such tests was first pointed out by Coard (18) in 1971. Present practice, however, has changed markedly, and the limitations of IQ tests are now much more clearly appreciated within the educational system. Nevertheless, there remains in society at large a view, quite widely but as we shall see incorrectly held, namely that West Indian underachievement is the result of low IQs. To what extent this misconception has contributed to racist attitudes in general and a feeling in particular that West Indian underachievement is inevitable, is a matter for conjecture. But it is, as we said in our interim report, a matter that we decided we must examine, and this we have now done. 4.11 Interest in the differences in IQ scores between different ethnic groups stems from the United States, where it was discovered, a long time ago, that US Blacks scored substantially below US Whites. There has been less research in this country, but a similar, if less pronounced difference, has been found between children of West Indian origin and the indigenous population. It must be emphasised here that the argument only centres round average scores. Individual scores vary greatly, both within the West Indian community, and within the White one. It follows that many West Indian children have higher IQ scores than many White children. It is when the averages are calculated that West Indians are rather consistently seen to be scoring less highly than Whites. 4.12 The heated debate that has followed these findings has centred round the cause of the difference. Jensen, in the US, and Eysenck, in this country, amongst others, have argued that it is little more than a reflection of the respective difference in average intelligence, and that a significant part of this difference is due to genetic inheritance. Others, for a variety of reasons, have disagreed. 4.13 This is a complex, difficult and sensitive area, and we have been very fortunate in getting a distinguished psychologist, Professor Nicholas Mackintosh of the University of Cambridge to review the field for us, and to carry out some fresh investigations. His paper, prepared in association with his colleague Dr Mascie-Taylor, is reproduced in full as Annex D to this chapter. The paper is a lucid and cogent exposition of the different arguments involved in the controversy, and we would urge that it be widely and carefully read. The authors are duly cautious about the evidence, but they have, we believe, disposed of the idea that West Indian underachievement can be explained away by reference to IQ scores. 4.14 We have not attempted to summarise Professor Mackintosh's and Dr Mascie-Taylor's rigorous and balanced argument, if only because they summarise it very clearly themselves (pp48-52, Annex D to the Chapter). In brief they show that much of the difference in IQ scores between West Indian and indigenous children appears to be related to differences between them in such factors as parental occupation, income, size of family, degree of overcrowding, and neighbourhood. All of these factors are related to IQ among Whites, and when they are taken into account, the difference between West Indian and indigenous children is sharply reduced. The inter-relationship of racial discrimination, socio-economic status, social class and region 4.15 Racial discrimination, in a variety of ways, affects socio-economic status, social class and region, and some explanation of these terms, which may not be universally familiar, is necessary before we go any further. Socio-economic status, or SES for short, and often referred to as socio-economic circumstances or socio-economic variables, is an umbrella for a variety of reasonably precise measures of the degree of affiuence or deprivation of an individual, a family or a group. What is the level of income, what is the level of unemployment, is there overcrowding or ill-health, are they living in an unfavourable environment, and so on? Social class is a more blanket way of referring to the same thing, and is based on categories of employment e.g. professional, intermediate, skilled non-manual, skilled manual, partly skilled manual and unskilled manual. These categories are often grouped together in various ways e.g. middle class and working class, descriptions which, it should be mentioned, do not carry all the overtones of everyday usage. Finally there is the term region, which refers to the sort of neighbourhood in which people live e.g. inner city, suburban etc. Socio-economic status, social class and region, for the White majority, are determined, without doubt, by a great many factors, ranging from parental circumstances to educational qualifications. But where ethnic minorities are concerned, there is a further crucial factor, racial discrimination, which, as we discuss in later sections of this chapter, can, and frequently does, lead to poorer jobs, higher levels of unemployment, poorer housing in poorer areas, and in many instances poorer school achievement and fewer qualifications, than are to be found in the White majority. 4.16 Thanks to the pioneering work of JWB Douglas and many others, it has long been known, where White children are concerned, that poor school performance is closely correlated with low socio-economic status. It is also well known, as Professor Mackintosh points out, that IQ scores and low SES are similarly related. The precise interplay of cause and effect in these correlations is by no means fully understood, but is generally accepted as involving a great many factors, including level of employment, quality of housing, and level of parental education, see for example Rutter and Madge (19) and Mortimore and Blackstone (20). Nevertheless the phenomenon is so marked and so consistent as to leave no doubt about its significance. The fact that two things are correlated, however, does not prove that one is the cause of the other. It could be that both are caused by one or more quite other factors. At the same time it does not take much imagination to see why poor socio-economic circumstances might have a marked effect on school performance. There are first, of all, material reasons. It has long been realised that they can lead to poorer health and nutrition, and that they can lead to overcrowding, and little space and quiet for children to work. There are also psychological reasons. Families where parents have to work long or unsocial hours, and have to be out when children are at home, with the best will in the world cannot readily provide as much adult talk, or as much interest and encouragement in schooling as, say, a more affluent home. Region introduces a further complication. The poorest socio-economic circumstances are usually to be found in (often decaying) inner city areas, and here again the interplay of cause and effect is complex. On the one hand the poorest people are only likely to be able to afford to buy or rent in such areas, or, if they seek local authority housing, to find it in such areas. They therefore gravitate to these neighbourhoods, and having arrived there, they find an extra dimension of deprivation in terms of social amenities and available work. 4.17 As with almost all sociological problems, it is not possible to reach unchallengeable conclusions, and it may be that all the factors we have discussed play some part. Nevertheless, the weight of evidence about the direct effects of socio-economic deprivation make it likely that this is a very important factor (see references in para 4.19). In any case, the fact that it clearly operates across ethnic lines, revealing a marked correlation with school performance for Whites as well as all ethnic minorities (see again para 4.19), means that we must take account of it before reaching conclusions about achievement and underachievement, defined either as a comparison with White peers or with potential. 4.18 There is, of course, a very wide spectrum of socio-economic circumstances in the White population as a whole, but in the light of our comments above, we would expect to find the lowest socio-economic circumstances and the poorest school performance figures amongst children living in inner urban areas. This, indeed, is the case. A close examination of the school leavers' survey exercise tables in our interim report, and in Annex B of this chapter, shows, for instance, that the performance of 'all other leavers' (mainly White children) is noticeably poorer than the national average. Since the school leavers' survey exercise was conducted in inner urban LEAs (where the largest amount of deprivation is to be found), this is exactly what would be expected. Had the comparison been with leavers in areas more affluent than the national average, the disparity would have been greater still. It follows that a large number of white, as well as of minority children, are not achieving all they might, given more favourable circumstances. So much is common knowledge, and emerges very clearly from a recent Statistical Bulletin published by DES (21). 4.19 We turn now to the more complex question of socio-economic circumstances in relation to ethnic minority children. It would be surprising if social and economic deprivation did not affect them as it affects White children, and there is indeed clear evidence that it does. Professor Mackintosh, having discussed this effect as it shows up with IQ, analysed some of the same data in relation to school performance, and concluded: '... not surprisingly, they show that much, but by no means all of the initial difference between either West Indian or Asian and White children is accounted for by the differences in their social circumstances.'The data in question are not extensive, and the studies from which they are derived were carried out some years ago. There is however much other evidence besides. We have quoted the work of Craft and Craft (4) earlier in this chapter, and an examination of the Table in para 2.3, taken from the summary of their findings, shows the effect of social class (as defined earlier) with striking clarity. Whether White, Asian or West Indian, the percentage of children in the high achievement category is about twice as high for the middle class as for the working class. In the low achievement category, the situation is reversed. We referred in our interim report, and again in this report (para 4.3) to the ILEA Literacy Survey (12) which showed that half of the discrepancy between West Indian and White children was explicable in terms of these same factors. Fogelman, (7)in an interesting paper referred to earlier, finds socio-economic effects to be important, and much other research points in the same direction - see reviews by NFER (3) and (8), Tomlinson (2) and Mortimore and Blackstone (20). How important these effects may be is not precisely answerable, and we leave the question to a later section. For the time being we only reiterate the view of those who have studied the matter in detail, namely that social class, socio-economic circumstances and region are very important. Indeed, the major and influential reports by Coleman (22) and Jencks (23) in the United States several years ago, placed considerably greater weight on the significance of social background than on school factors, in terms of educational outcome. 4.21 At this stage in the argument we need to look at the extent to which ethnic minorities are economically and socially deprived. If they were no more deprived, on average, than the White majority then any underachievement by comparison with their White peers in similar circumstances, could only be due to factors other than social class, socio-economic circumstances, or region. But in fact there is a great deal of evidence that many minority groups are substantially more deprived than Whites, and this must increase the significance of these factors. This evidence is collected together in the masterly third PSI (formerly PEP) Survey (24). The Employment Gazette (25) also provides much recent evidence. We do not attempt to summarise the massive PSI report in any detail, and would refer the reader to the work itself, in particular to the last chapter. Suffice it to say that though there are many differences of detail, ethnic minorities in general suffer from higher levels of unemployment than Whites, and when employed have lower incomes. Their housing, in addition, is poorer than White housing. Moreover the survey finds that although there have been a few improvements, there has been depressingly little change since the previous survey (1974). 4.22 The PSI report goes a considerable way towards analysing why there should be this marked level of ethnic minority social and economic deprivation, over and above that of the majority White population. As they point out: 'One purpose of this type of Survey is to obtain information on the total impact of racial disadvantage on the black population (the Report uses the term black to include all non-white minorities). This requires a detailed survey because it is important that our comparisons between white people and black people take into account the other differences that presently exist between them: for example in this study the analysis of job levels can be adjusted for any differences of qualifications and English fluency. It is also important to understand from the outset that no direct evidence of racial discrimination is available from a survey like this, except in the reports of individuals who have reason to suspect that they have been its victims. For objective evidence about the levels of discrimination we must look to other studies, and in particular the research carried out by making test applications to employers and other bodies and observing the responses to black and white applicants.'(A number of these studies are listed on page 15 of the PSI Report, and we would add to this list the recent CRE Report (26) on Race and Council Housing in Hackney.) Despite these caveats, the report leaves us in no doubt that a substantial part of ethnic minority deprivation is, in fact, due to racial discrimination of various sorts. It is of some interest to learn where the minorities themselves laid the blame for this treatment. (24) 'Several bodies stand out from the others, however, with a significant proportion of Asians and West Indians claiming they discriminated: those were employers, private landlords and the police. Among West Indians, concern is also expressed, though to a lesser extent, about the Courts, Housing Department and Schools.'4.22 In conclusion, then, we are left in no doubt that the ethnic minority communities are, on average, markedly more socially and economically deprived than the White majority, though to an extent and in a manner that varies as between different groups. Secondly this extra deprivation is almost certainly due, in substantial part, to racial prejudice and discrimination. And lastly, this extra level of deprivation in turn contributes substantially to underachievement at school. The range of special programmes supported by successive governments to provide additional resources to counter the effects of deprivation and to foster equality of opportunity, indicates clearly the significance that society has attached to socio-economic factors. Nevertheless we are clear that it would be quite wrong to assume that low socio-economic status must lead inevitably to. low school attainment. Clearly it does not, since many children in such circumstances do well. Any teacher who sought to explain away, or who expected low achievement as the inevitable result of poor circumstances, would be failing in his task as an educator, and thereby seriously letting down the children and young people in his care. Educational and other factors 4.23 It will be recalled that in preparing our interim report we received a great deal of written and oral comment, especially from the West Indian community, pointing to racism within schools as an important factor in the underachievement of West Indian children. We concluded that: '... there seemed to be a fairly widespread opinion among teachers to whom we spoke that West Indian pupils inevitably caused difficulties. These pupils were, therefore, seen either as problems to be put up with or, at best, deserving sympathy. Such negative and patronising attitudes, focusing as they do on West Indian children as problems, cannot lead to a constructive or balanced approach to their education ...'4.24 We have not found it easy to take these matters much further. Professor Mackintosh in his Report (Annex D) looked for research evidence that might point to any effects of teacher expectations on IQ scores: 'Intuitively one can readily see how constant denigration, whether overt or more subtle. might sap a child's confidence in his own abilities. and cause him to fail.'But he comes to the conclusion that such research on West Indian children as there is, does not, on balance, and perhaps surprisingly, seem to indicate such an effect. This, however, is not necessarily unexpected. IQ tests are designed to be as free from outside influences as possible. When, however, we turn to the large volume of research that bears on the effect of teacher stereotyping and expectations on school performance, the evidence can only be described as confusing. The problem is reviewed at length by Tomlinson (2), and Taylor in her first NFER survey (3). Taylor concludes: 'Overall the evidence on teacher expectation and attitudes does not really permit firm conclusions as to whether teacher expectations for black children are a determining influence on their school life and performance. Whilst it is most likely that some teachers do have negative perceptions of and attitudes towards (some) black pupils, it would also appear that many teachers are sensitively and actively concerned to evolve a consistent and fair policy towards and treatment of their black pupils ...'A further interesting comment is to be found in a rigorous critique of the whole teacher expectancy argument by Nash (27): 'We know that expectancy effects can be found and that they cannot always be replicated, we know that the most subtle experiment may fail to show expectancy effects and we know that they will turn up (contrarily) in quite unexpected contexts.'In short, some teachers hold stereotype attitudes and some do not, while sometimes the teacher expectancy effect works and sometimes it does not. This is hardly surprising; the educational process involves a complicated interaction between teacher and taught, teacher attitudes and stereotypes no doubt vary greatly, as do pupil attitudes. Clearly we are faced with a very complex and ill-understood phenomenon. 4.25 This conflict of evidence is nevertheless puzzling, for it is not only West Indian parents who believe that schools are not bringing out the best from their children. There can hardly be any parent anywhere who does not think that some teachers bring out the best in their children, while others do not. We come therefore to the tentative conclusion that we ourselves, those who give evidence to us, and those who have researched into the question, may perhaps be taking too simplistic a view of the matter. It is for this reason that we touched on the work of Green and reproduced his paper in Annex B of Chapter 2. Despite the cautious disclaimers at the end of his paper, we think his work suggests an interesting new approach to the problem. We also think the verbatim remarks quoted by two researchers (see Annex G to this Chapter), give much food for thought. In short, while we do not retreat from our earlier conclusions about the influence of teachers, we do think the problem is complex and subtle, and needs much more research if it is ever to be understood in full. To use a medical metaphor, until it is understood, it will be difficult to prescribe with certainty the treatment that is likely to be most effective. 4.26 Where teacher attitudes and expectancy effects are concerned, the research evidence is clearly conflicting and confusing. In many other areas where comparable factors have been thought to be important, in the school, in the home or elsewhere, the research evidence, is, once again, all too often confusing. The question, for instance, of whether underachievement can be attributed to low self-esteem, generated by racist treatment in school or elsewhere, has been much disputed and much researched - see references and comments in Taylor (3), Tomlinson (2), Figueroa (1) and Jeffcoate (14) as well as Thomas (28). We can only conclude that the issues involved are certainly complex and that there is now a good deal of evidence that low self-esteem amongst ethnic minority children is not, contrary to what one might expect, the widespread phenomenon that has often been supposed. The related question of motivation is equally complex and as Verma (29) and Verma and Ashworth (30) have shown, depends on attitudes in school, in society and in the family. 4.27 The extent of the conflict and confusion that prevails in so many areas of research on the achievement of ethnic minorities has, no doubt, many causes. Some of it is simply not very good research and suffers from some or even all of the defects vividly listed by Parekh - (see para 4.9). But above all, we believe, it must be attributed to the complexity of the problems, and the fact that there are many underlying causes. We have emphasised this point repeatedly, and do so again. Nevertheless, we believe that the message is slowly getting across, and not only in the world of research. In this context we draw attention to a paper that has reached us recently, and which makes the point very dearly. Blatchford et al (31), examining the influence of ethnic origin, gender and home on entry skills (literacy and numeracy) into infant schools, looked at a large number of possible factors, and by means of multiple regression analysis separated out those that were important and those that were not. In this case three factors stood out - parental teaching, the extent of parental education (particularly maternal) and parental views on education. But even these three only accounted for one quarter of the variation in children's entry skill scores. The conclusions are interesting and important in themselves, but the clear demonstration of the complexity of the problem is perhaps even more striking. 4.28 In the light of the difficulty in reaching helpful conclusions from existing research about the factors, other than socio-economic status, which are involved in achievement and underachievement, we decided that a major study was needed to unravel further the many issues involved, believing them to consist of a complex combination of factors, operating differentially both in school and out of school. We were fortunate that Dr Mortimore, the Director of Research and Statistics at the Inner London Education Authority (ILEA) approached us about undertaking such a study on our behalf, designed to provide information on the factors - in the school, in the community and at home - which had enabled West Indian pupils in a range of ILEA schools to be successful in GCE O Level and CSE examinations. The proposed study closely resembled that suggested by the NFER in their first review of research (3): 'A major in-depth investigation ... to study and compare the relation between the performance of West Indian pupils, their family background and factors internal to school. The emphasis in such a study would be on home-school interaction and type, size and atmosphere of school, necessitating carefully matched samples for detailed study, focusing particularly on those children who were comparatively high achievers.'At our suggestion, the ILEA proposal was enlarged to include Asian as well as West Indian and White pupils, and to give greater attention to the influence of racism. A copy of the revised research proposal is attached as Annex E. We were also concerned that a study which was wholly London-based might not be properly representative. We therefore explored the possibility of replicating the work in LEAs in the Midlands and the North of England, thereby increasing the sarnple to well over 1000 pupils. 4.29 The researchers embarked on informal consultations about the project with interested organisations, communities and individuals, but it soon became evident that there were serious reservations, and since the research team felt that the cooperation of teachers and the ethnic minority communities was essential to the success of the project, they decided that they had no option but to abandon it. Some members of the Committee regret the loss of this study, believing that it might have provided valuable insights into a difficult problem. Others were sceptical about its value and feasibility. 4.30 With the loss of this research project, we were anxious to find other data concerned with the factors influencing the performance of ethnic minority pupils, including those of West Indian origin. We were fortunate that one of our members, Dr GK Verma, had already collected some relevant data in the connection with a longitudinal study he was undertaking in the Leeds and Bradford area on 'Ethnicity and Achievement in British Schools', and that he was able to draw out for us from this data some broad conclusions on the main factors influencing the examination achievement of children from the different ethnic groups. A summary by Dr Verma of the main findings of his study is attached as Annex F of this chapter. As the summary makes clear, the study was not intended to compare directly the levels of achievement of different ethnic groups, but rather to identify the way in which different factors influenced the high and the low achievers within each group. The findings raise a number of interesting points, and highlight yet again the complexity of the factors involved and the need for further research in this area. 4.31 Finally, this Chapter would be incomplete if we were not to note the changing response of schools to the presence of ethnic minority pupils, and the relevance of this to underachievement. At the outset, as we discuss in detail later in our report, the aim was assimilation, and LEAs concentrated their efforts on E2L work. But in the past few years, and in part, we would like to think, as a result of our interim report, things have begun to change. More pluralist aims have come to the fore, more positive attitudes towards pupil bilingualism and dialect differences are apparent, and there are stronger moves towards respect for diversity through curriculum permeation. We have noted, in paragraph 2.6, that there are signs of improved pupil performance, and we would like to think that these are the result of changing school attitudes. But there is a long way to go, and only time will tell. 5. Our conclusions - West Indians 5.1 There is no doubt that West Indian children, as a group, and on average, are underachieving; both by comparison with their school fellows in the White majority, as well as in terms of their potential, notwithstanding that some are doing well. In our interim report we laid particular stress on teachers' stereotyped attitudes and negative expectations as likely to be an important factor in this underachievement. But we also listed a whole range of other factors to be examined in more detail in our final report. This, as best we can, we have now done, and we are led, not so much to revise our earlier conclusions, as to add to them. This is not surprising - we originally pointed out that we were dealing with a complex problem and that there were likely to be a variety of factors involved. 5.2 Our interim report was criticised on two grounds in particular, first, that it failed to consider IQ, held by many to be responsible for West Indian underachievement, and second that we paid altogether too little attention to social class and socio-economic factors, long known to be closely related to achievement amongst White children. We turn first to IQ where, we believe, we have been able to make an important contribution, thanks to an impressive research paper which we commissioned from Professor Mackintosh and Dr Mascie-Taylor. The authors show that the often quoted gap between West Indian and White IQ scores is sharply reduced when account is taken of socio-economic factors - contrary to general belief, IQ scores, like school performance, are related to these factors. It follows from their work that low West Indian average IQ scores are not a major factor in underachievement, and as the authors point out, may well be of no more significance than the well-known average difference in IQ scores between twins and singletons within a family. As the authors put it: 'We do not think that this matters and we should rightly question the good sense or good will of anyone who claimed that it did.'5.3 IQ has long been a sensitive and emotive issue. We hope that it can now cease to be so, and we turn to another matter which has tended to be only slightly less emotive, namely social class and socio-economic status (we use both terms in the technical sense, as measures of deprivation, and we have discussed them in more detail in the previous section). It has long been known, where White children are concerned, that poverty and poor housing are associated with underachievement at school, in all probability for a range of perfectly understandable reasons that we have discussed in the previous section. It is now clear, as one would expect, that ethnic minority children suffer in a similar way. But, as we have seen, members of the ethnic minorities suffer from an extra element of social and economic deprivation, over and above that of the White majority - due, as we discussed in the last section, mainly to prejudice and discrimination in the employment and housing markets, together, in the case of relatively recent arrivals, with language difficulties and incompatibility in qualifications. It is hardly surprising, therefore, that ethnic minority children may underachieve by comparison with their White school fellows. 5.4 Having reached this stage in the argument, it is natural to ask the question: what proportion of West Indian underachievement is due to these social and environmental factors? There is no easy answer, but where achievement is recorded as a straight score, as for instance IQ, or literacy, then the answer seems to be something like a half (see Annex D, and the ILEA Literacy Survey, mentioned in our interim report and in Para 4.3 of this chapter). Where we are dealing with other measures of achievement, such as percentages of children obtaining various numbers of CSE, 0 Level or A Level grades, which cannot be expressed so simply, then the answer is less sure. We can however get an idea of the importance of these social class and socio-economic factors by looking in detail at the paper by Craft and Craft, discussed earlier, and in particular at their Table in Paragraph 2.3. Though the percentages with high achievement are markedly different as between Whites and West Indians, there is in both cases a two-fold difference between middle class children and working class children. We can, however look at these figures in another way and calculate from them the difference between White and West Indian high-scoring percentages with the class adjustment removed. It turns out that 22.7 per cent of White children are high achievers, as against 10.6 per cent of West Indian children, that is to say about a two-fold difference. If however we look at the original figures for middle-class children in the Table, we see that 31 per cent of Whites are high achievers, as against 20 per cent of West Indians. In other words, a two-fold difference has been sharply reduced to only a one and a half fold difference. Returning to our question, how much of West Indian underachievement is attributable to social class and socio-economic factors, it is clearly difficult to give a precise figure. Perhaps, a substantial amount is the best answer. But there is no doubt that these factors do not explain all of West Indian underachievement, so that we are left with an important element still unaccounted for, to which we now turn. 5.5 Having concluded that the complex of factors involved in social class, socio-economic status and region account for a substantial part of West Indian underachievement, but not all of it, and having concluded that IQ is not a major factor, and possibly not even a minor one, we are left with a large number of other factors that have been suggested in explanation. These are summarised briefly in our quotation from Parekh (Para 4.8). All of them involve the interaction of the school and society at large with the West Indian child, the West Indian family and the West Indian community, with, running through the whole complex, the influences of prejudice and discrimination in one form or another. We had hoped to get further than we have in disentangling this web of possible factors, but the research evidence is often lacking, and where it exists it is often sketchy or conflicting, or both. Moreover our own research project on the factors making for success, which many of us believe could have pointed the surest ways forward, had, as we explained earlier, to be abandoned. In this context current research being carried out jointly by the Policy Studies Institute and the University of Lancaster by Dr David Smith and Professor Sally Tomlinson (32) will, we believe, prove helpful. Meanwhile we seek to draw a few conclusions in this particularly difficult area: We and many others offer views on where solutions lie, and it may be that society, mainly by hunch, will light on what prove to be the key ones. But there is a serious need for more research, and especially more good and innovative research in this ill defined area. There is, in some quarters, an uneasy suspicion of scientific enquiry, but as Sir Peter Medawar has put it: 'the purpose of scientific enquiry is not to compile an inventory of factual information ... it begins as a story about a Possible World - a story which we invent and criticise and modify as we go along, so that it ends by being, as nearly as we can make it, a story about real life.'Research into our present problem has by no means reached the end of this road, but as it goes along it will gradually increase our understanding and indicate, with increasing certainty, as it has done in so many other areas, how best to solve the problems. With this in mind we asked James Cornford, one of our members, to write a paper for us on possible ways ahead in research, and this we reproduce as Annex G to the present chapter. We are also glad to report that the Economic and Social Research Council has expressed its interest in supporting good research in this area. Secondly, and in this same context, we have seen in the previous section, that even such familiar explanations as the effects of teacher stereotyping and teacher expectations, are likely to be more complex and subtle than has usually been supposed. It would not be surprising if other current explanations also turned out to be too simplistic. Thirdly, even if it were to be shown beyond any doubt that some particular factor related to ethnicity played a large part in underachievement, we would not expect that we could alter it by exhortation of the individual or group concerned. Shy people are not turned into extroverts by telling them to be more talkative; nor are teachers, advisers or administrators whose educational practices need to be liberalised and made more aware of the multi-ethnic context, likely to change without considerable encouragement, advice and in-service assistance. If we want to help, we have to do what we can to reduce ethnocentrism and racism in the educational system, and where the educational system can help to reduce this in the next generation, it must do so. As we discuss at length elsewhere in our report, there is now a good deal of material available, produced by the former Schools Council and the School Curriculum Development Committee, as well as by many LEAs and others, designed to help teachers and advisers to produce a curriculum appropriate for all children in a plural society, as well as meeting the particular needs of minority children. We conclude that the message of the interim report still stands: we should do all we can to diminish prejudice and discrimination within the educational system, and, through the next generation, outside it; and, simultaneously, we should give every help and encouragement within the educational system to enable minority children to overcome their disadvantages. 6. Our conclusions - Asians 6.1 Incomplete as our conclusions on West Indian achievement may be, we have to admit that our conclusions on Asian achievement are even more incomplete. Moreover the statistical and research evidence on the many smaller minorities is so lacking that we do not even attempt an analysis where they are concerned, though it seems certain that some at least of them are seriously underachieving - see Part IV of this Report and the third NFER Survey (33). 6.2 Much evidence, as we have seen, leaves no doubt that the performance of the totality of Asian children resembles on average the performance of White children. This has not always been the case, since new immigrant children with language difficulties, not surprisingly, did not do well; but this effect has faded away in recent years with the decline in immigration. Averages, however, as we have pointed out earlier, conceal much variability, and statistics have often shown differences in achievement between the various Asian sub-groups. These differences, however, are not always consistent, and are not great, with the exception of the Bangladeshis, whom we discuss in Paragraph 6.8. They, it is clear, are seriously underachieving. 6.3 The close resemblance between the performance of most Asian and White children is not easily explained. It will be recalled that our remarks in the interim report about racism in general, and racism in schools especially, as being an important factor in West Indian underachievement, were much criticised in some quarters, on the grounds that Asians also are subject to these influences, but do not seem to be affected by them, at least where school performance is concerned. We have more to say about this later, but it is not the only puzzling feature of Asian achievement. We have seen earlier that the performance of all children, White, West Indian and Asian, varies with social class, socio-economic circumstances and region; moreover that Asians as well as West Indians are, on average, more deprived than Whites, for reasons we have discussed earlier. Once again, therefore, one might expect to find Asian performance to be poorer than White performance. But in general it is not. 6.4 We examined earlier the question of IQ, to see whether this might be the cause of West Indian underachievement, but concluded that it was not. Is it possible, on the other hand, that Asians have rather high IQs? If so we might have an explanation of their achievement. But as is apparent from Professor Mackintosh's Report (Annex D), there is no reason to suppose that their scores differ much from those of the White majority, when adjusted for social class. 6.5 There is, as we have seen earlier, no doubt that Asians are affected by social and economic deprivation, as are West Indians (and Whites) but it would seem that it cannot be to quite the same extent, or in quite the same way. When, moreover, we turn to the educational and other factors which, as we saw in paragraphs 4.23-4.29, seem to be substantially involved in the underachievement of West Indians, we have to conclude that they can only be having, at most, a slight effect on Asians. Notwithstanding the criticisms made of the interim report on this very point, we need not be surprised. As we have made clear earlier in this chapter, we are dealing with a very complex interaction between social class, ethnicity and race. White attitudes towards the different ethnic minorities vary, no doubt in association with social class perceptions and racial frames of reference. There are, in consequence, likely to be different forms of prejudice and discrimination directed at the different ethnic minorities, while the cultures of the ethnic minorities are the product of very different histories, which have led to very different attitudes, beliefs and assumptions on the part of the community, the family and the individual, a point that comes out very clearly from Dr Verma's study. Given the infinite variability of mankind, it is not surprising that different groups should evoke different reactions from the White majority, and themselves react differently to this complex of factors. On the contrary, it would be surprising if they did not. We would remind anyone who thinks that racial prejudice and discrimination must have identical effects on every minority, of Parekh's perceptive second comment in paragraph 4.8. 6.6 Nevertheless, as we examine school performance, we are bound to ask what it is about Asians that somehow enables them to surmount in some degree the influences of social and economic deprivation, to an extent that seemingly West Indians do not; and what it is that enables them either to surmount direct racial prejudice, discrimination and harassment, to an extent that West Indians seemingly do not, or causes them to attract such prejudice and discrimination to a lesser extent, or in a different form. We do not know the answers, though a number of suggestions have been put to us. Some of these we find contrived and unconvincing, but two of them seem to us to have a certain plausibility. We put them forward tentatively, since there is little objective evidence: Asians, it has been put to us, are given to 'keeping their heads down' and adopting 'a low profile', thereby making it easier to succeed in a hostile environment. West Indians, by contrast, are given to 'protest' and 'a high profile', with the reverse effect. Given the very different histories of the two groups, it is not an improbable explanation. But it is a stereotype judgement, and as with all stereotype judgements it must be viewed with caution - it is certainly not true of all Asians or all West Indians.6.7 On a more general note, it should be recalled that the nature of the West Indian and Asian migrations were significantly different, the one arising from the largely rural, colonial hierarchy of island economies, the other deriving from the more diversified labour market of a colonial administration run more in partnership with the established social system. It would therefore be no surprise if attitudes to education and the acquisition of qualifications were to vary as between West Indians and Asians, and a number of commentators have seen this as significant. Wherever the truth may lie, the reasons for the very different school performances of Asians and West Indians seem likely to lie deep within their respective cultures. It should also be said that the British school system has perceived the needs of these different groups of children rather differently. As we have noted elsewhere in this report, Asian children were seen on arrival to present, primarily, a language problem, which was readily identifiable and manageable through an elaborate E2L provision. The needs of West Indian children on the other hand seem to have been less easily understood, and have, arguably, attracted altogether insufficient attention and resources, e.g. via Section 11 of the Local government Act 1966. 6.8 We mentioned earlier that the Bangladeshis were the one Asian sub-group whose school achievement was very low indeed, and we reproduce an ILEA Report on the large Bangladeshi community in Tower Hamlets in Annex C of this chapter. We have no relevant research on this particular minority group, but it will be evident that their degree of social and economic deprivation, not to mention racial harassment, is so high that we are not surprised at their marked level of underachievement. We are glad that ILEA is well aware of their special problems. 7. The implications of our findings 7.1 We have seen that school performance depends in substantial part, for ethnic minority groups, just as it does for Whites, on social class, socio-economic circumstances and region. To this extent any minority underachievement is part of the universal problem of social deprivation. But as we have also seen, the ethnic minorities, to varying extents, are, on average, significantly more deprived than Whites. And again, as we have seen, there can be no doubt that a substantial part of this extra deprivation is due to prejudice and discrimination by the White majority. Other factors may enter in - there may be an element of the 'cycle of deprivation', and in the case of Asians, lack of fluency in English may also be involved, though with the slowing down of immigration, to a decreasing extent. Nevertheless, the fact remains that racism in society at large, and operating through employers, trade unions, landlords and housing authorities, not to mention racial harassment and violence, contributes to this extra element of deprivation, which in turn may generate an extra element of underachievement. 7.2 In the short term, countering racism within society at large must be a matter for the law, for government, local authorities, employers, trade unions, the Commission for Racial Equality and indeed many others, individually and collectively. But in the long term, teachers have a crucial role to play. Though they may sometimes weary at being expected so often to put society to rights, the fact remains that education is a powerful instrument when it comes to changing social attitudes. And our conclusions so far leave us in no doubt that the educational system is perhaps the most promising instrument for bringing forward future generations of children who will grow up knowing about the nature of our plural society, about its many minority cultures, as well as about the diverse origins and many borrowings of its dominant, white culture. 'Prejudice', it has been said by Hazlitt 'is the child of ignorance', and teachers have a unique opportunity to dispel present ignorance, and with it, present prejudices. The logic behind the emphasis we have laid on educating all children to this end, and behind the phrase we have used to describe the sort of education we look forward to, namely 'Education for All', will be obvious. 7.3 As we have seen in earlier sections of this chapter, social and economic deprivation, exacerbated in the case of the ethnic minorities by racial prejudice and discrimination on the part of society at large, accounts for a substantial part of school underachievement, where this occurs. But it does not account for all of it. There is a further part, the causes of which must be sought elsewhere. As we have pointed out, a large number of factors have been suggested as being responsible. Moreover, throughout the large amount of oral and written evidence we have had from individuals and groups within the ethnic minorities and elsewhere, a special emphasis has frequently been laid on racial prejudice and discrimination within the educational system, and particularly on the low expectations that teachers may have about the achievement of West Indian children. Disappointingly, research evidence does not, so far, point decisively to which factors are the most important. Rather, as we have said earlier, it points to the complexity of the issues involved, and the likelihood that many different factors are involved. This is not the first time that research and common wisdom have been at odds. Research tends to take a long time to reach a fair degree of certainty, and neither it, nor any human endeavour, can achieve complete certainty. But wherever truth may ultimately seem to lie, all the factors which have been suggested are ones that impinge on ethnic minority children. Teachers, therefore, more than anyone else, have the opportunity to help be it in the way they teach, in their relations with parents and families, and in their relations with minority communities. As James Cornord, one of our members, points out in his perceptive 'Note on Research' (Annex G): 'Many of the recommendations of this Report are, as it were, acts of faith, based upon experience and commonsense. If, as we hope, they are implemented, they will become hypotheses to be tested to see whether or not they have the good results we expect.'It follows that our conclusions and recommendations about what schools should do, constitute what we believe to be the most hopeful way forward, in the light of the evidence now available to us. They represent the other half of our conception of 'Education for All', and much of the rest of this report is concerned with suggesting how best this aim can be achieved. 8. Summary of main conclusions 8.1 West Indian children on average are underachieving at school (Section 2). Asian children, by contrast, show on average a pattern of achievement which resembles that of White children, though there is some evidence of variation between different sub-groups (Section 3). Bangladeshis in particular are seriously underachieving (Annex C). Such evidence as there is suggests that of the smaller ethnic minorities, some are underachieving and some are not (Part IV). Averages, of course, conceal much variation. There are West Indian children who do well, as well as Asian children who are underachieving. We discuss possible causes for the difference in average achievement between Asian and West Indian children in Section 6. 8.2 Low average IQ has often been suggested as a cause of underachievement, particularly in the case of West Indians. This has long been disputed, and our own investigations leave us in no doubt that IQ is not a significant factor in underachievement (Paragraphs 4.10-4.14 and Annex D). 8.3 School performance has long been known to show a close correlation with socio-economic status and social class, in the case of all children. The ethnic minorities, however, are particularly disadvantaged in social and economic terms, and there can no longer be any doubt that this extra deprivation is the result of racial prejudice and discrimination, especially in the areas of employment and housing. This extra deprivation, over and above that of disadvantaged Whites, leads in many instances to an extra element of underachievement. A substantial part of ethnic minority underachievement, where it occurs, is thus the result of racial prejudice and discrimination on the part of society at large, bearing on ethnic minority homes and families, and hence, indirectly, on children (Paragraphs 4.15 to 4.22). 8.4 Not all of underachievement, where it occurs, is to be accounted for in these terms, and the rest, we believe, is due in large measure to prejudice and discrimination bearing directly on children, within the educational system, as well as outside it. We have received much oral and written evidence on this score, referring in particular to stereotyped attitudes amongst teachers as well as other factors, and these we discussed in our interim report. See also Chapter Two and Annex A. 8.5 We have examined the research evidence about racial prejudice and discrimination in the educational system and their effects on ethnic minority children. We can only say that the findings are inconclusive when it comes to deciding which factors may be important (Paragraphs 4.23-4.31). We are left in no doubt, however, that the issues involved are complex and ill-understood, and that much more research is needed if we are to understand the problems. We include a section on future research at Annex G. 8.6 It will be evident that society is faced with a dual problem: eradicating the discriminatory attitudes of the white majority on the one hand, and on the other, evolving an educational system which ensures that aU pupils achieve their full potential. 8.7 In the short term, the first of these problems is a matter for the law, the government, housing authorities, employers, unions, the Commission for Racial Equality, and many others. But in the long run we believe that it is a matter for schools to bring about this much-needed change in attitudes amongst coming generations. 8.8 The second problem is specifically one for the educational system. A start has been made in recent years, but there is still a long way to go before schools bring out the full potential of all their pupils, and in this context, particularly their ethnic minority pupils. 8.9 This dual approach to one of Britain's most serious social concerns, leads us to the concept that we have called 'Education for All' - an attempt simultaneously to change attitudes amongst the White majority, and to develop a pattern of education that enables all pupils to give of their best. 9. References 1. Figueroa, P (1984). 'Minority Pupil Progress,' in Craft, M: (Ed). Education and Cultural Pluralism. Falmer Press 2. Tomlinson, S (1983). Ethnic Minorities in British Schools. Heinemannn 3. Taylor, M (1981). Caught Between. NFER-Nelson 4. Craft, M and Craft A (1983). The Participation of Ethnic Minority Pupils in Further and Higher Education. Education Research 25.1 5. Tomlinson, S (1983). 'The Educational Performance of Minority Children.' New Community 8.3 6. Tomlinson, S (1983). 'The Education Performance of Children of Asian origin.' New Community 10.3 7. Fogelman, K (Ed) (1983). Growing up in Great Britain: papers from the National Child Development Study. Macmillan 8. Taylor, M and Hegarty, S (forthcoming) Between Two Cultures. NFER 9. Brooks, D and Singh, K, (1978). 'Aspirations Versus Opportunities-Asian and White school leavers in the Midlands.' Walsall CRC and Leicester CRC 10. HMSO (1975) 'Racial Discrimination.' Cmnd 6234 11. HMSO (1981) 'The Brixton Disorders.' Cmnd 8427 12. ILEA Literacy Survey. (1980) London: ILEA 13. Jeffcoate, R (1984) 'Ideologies and Multicultural Education.' In Craft, M (Ed). Education and Cultural Pluralism, Falmer Press 14. Jeffcoate, R (1984). Ethnic Minorities and Education. Harper and Row 15. Mabey, C (1981). 'Black British Literacy.' Educational Research 23.2 16. ILEA (1983) Race, Sex and Class: I. Achievement in Schools. ILEA, London 17. Parekh, B (1983). 'Educational Opportunity in Multi-Ethnic Britain.' In: Ethnic Pluralism and Public Policy. (Ed Glazer, N and Young, K) Heinemannn 18. Coard, B (1971). 'How the West Indian Child was made educationally sub-normal in the British School System.' New Beacon Books 19. Rutter, M and Madge N (1976). Cycles of Deprivation. Heinemann 20. Mortimore, J and Blackstone, T (1982) Disadvantage and Education. Heinemann 21. DES (1984) 'School Standards and Spending: Statistical Analysis.' DES Statistical Bulletin 13/84 22. Coleman, J S (1966) Equality of Educational Opportunity. Washington: US government Printing Office 23. Jencks, C (1972) Inequality: a Reassessment of the Effect of Family and Schooling in America. Allen Lane 24. Brown, C (1984) Black and White Britain: The Third PSI Survey. Heinemann 25. Employment Gazette (October 1983 and June 1984) 26. CRE (1984) 'Race and Council Housing in Hackney: Report of a Formal Investigation.' CRE 27. Nash, R ( 1976) Teacher Expectations and Pupil Learning. Routledge and Kegan Paul 28. Thomas, K C (1984) 'A Study of Stereotyping in a Multicultural Comprehensive School.' Educational Studies 10.1 29. Verma, G K (1980) The Impact of lnnovation: An Evaluation of the Humanities Curriculum Project. University of East Anglia Press 30. Verma, G K and Ashworth, B (forthcoming) Ethnicity and Educational Achievement. Macmillan 31. Blatchford, P Burke, J, Farquhar, C Plewis, I and Tizard, B (1984) Educational Research 32. Smith, D and Tomlinson, S (forthcoming) Factors Associated with success in Multi Ethnic Secondary Schools PSI/University of Lancaster 33. Taylor, M and Hegarty, S. Third Review of Research NFER (forthcoming) 34. HMSO (1967). Children and their Primary Schools: Report of the Central Advisory Council for Education in England. HMSO 35. Johnson, D (1982) 'Educational. Research and Development in Britain.' Ed. Cohen, L. Thomas, J and Manion, L. NFER-Nelson 36. Douglas, J W B (1964) The Home and the School. MacGibbon and Kee
Annex A: Achievement and underachievement: evidence from young people of Afro-Caribbean and Asian origin
Introduction 1. It has to be borne in mind when looking at achievement and underachievement that conclusions drawn from statistical evidence are only one side of the argument. The conclusions drawn in Chapter 3 may offer scant comfort to the individual pupil or parent, who feels the issue acutely as 'what is happening to me (or my child)'. The perceptions of individuals give the human dimension of the argument. While those perceptions cannot be added up and set out neatly in tabular form, they provide a reminder of the expectations held of education by individuals and of the realities they see themselves as having to wrestle with to make sense of their world. 2. We want to consider some of these realities now, in order that as wide an audience as possible has the opportunity to share them and to understand that there is much still to do, if ethnic minority children are to be given a 'fair deal'. Part One: Evidence from students of Caribbean and African origin 1. The quotations which follow are selected from the oral evidence of 18 students brought together by the National Union of Students from universities in different parts of the country and following a variety of degree courses including law, anthropology and education. They had been educated in state schools as far apart as Harlesden and Huddersfield, Birmingham and Croydon, Leeds and Newham. Some had progressed from the lower streams of comprehensives in inner urban areas, others through the A streams of suburban areas where 11 plus selection for grammar schools still exists, and at least one student had attended an otherwise all-white rural school. The value of this evidence, we believe, is that it comes from academically successful students in universities, polytechnics and colleges of education; not from pupils who might be expected to bear a grudge against the education system. These students were particularly well placed to compare their experiences with those of their peers who had not 'made it' in education and to assess the range of factors that influenced their own educational progress. Their perceptions of the reasons underlying 'success' or 'failure' present another dimension of evidence - the human reality behind the statistical research. 2. Headings and a linking commentary are added to group the quotations into some of the many factors raised in the discussion. I School factors a. Experiences of school - the situation of Black children '... I was the only one with a hint of a tint in an A stream in my year and the majority of black children were in the bottom stream ... but why was it that all these black children were in lower classes, there must be something wrong ...'Asked why Asian children were not associated with low streams and underachievement, one student replied: 'It is expectation again because Asians have always been recognised as having a valid civilisation whereas people from the Caribbean have not, so it is a racial expectation which is different.' ,There are many comments on teacher expectation of black pupils, and very strong feelings on the teaching of history and the content of the curriculum in history and language, including the selection of books and materials. b. School experience - teacher expectation and teacher attitudes 'People like us who make it through the system ... the teachers will say ... 'But you are different', instead of changing their attitudes about black people they make an exception of you ... They don't make an assessment that ... perhaps we might be a bit wrong about this,'There are several examples in which students had observed, or experienced, different treatment of black children by teachers to that given to white pupils. 'I was in the top set in school but even ... I was excluded from school, and to this day I am not sure why, you see, because I didn't turn out for a voluntary lesson after school or because they said I was rude. I was excluded for a whole week ... I missed all my classes and I stood outside the office, and it was at that time that I realised that some of these children are having a hard time. Because you stand outside the office, teachers pass you and you hear 'This is another rude boy'. You just stand there, you don't have to do anything, you have your lunch and come back and stand there, day after day after day. That sort of thing should not happen.'There were several examples of teachers' expectations being influenced by pupils' involvement with the police whether or not they had been convicted. 'I think once they get involved with the police ... it creates a bad feeling in school because the teachers reinforce certain ideas they have about black children ... once the police have arrested you they assume you are guilty ... and the teacher will go on that premise that you are a crook, therefore ... you can't be trusted.'The point was made that teachers' references could make a difference to the outcome of a court case, and an example was given of a reference which had had favourable results. The effects on family life and on schoolwork of being arrested, and on pupils' attitudes to school, were also stressed. '... if the kids are spending so much time in prison and police custody they have very little time to pay attention to school, I mean that affects them if they think they're going to be hassled - that disillusions them with the whole school system, because often the teachers when they come up to give reports they are going to give "Oh, yes, that kid used to be so disruptive in school and so naughty" - that's just the kind of back-up the kid doesn't need. So it works both ways, the school could help black kids who get into trouble much more. I mean - a lot of black kids get into trouble because they are truanting because often the lessons are so boring, the teachers are not giving them any stimulation ...'There were examples of the positive expectations of some teachers in contrast: 'I went to a comprehensive school which was quite small, 600, and I went there the year after it opened ... and I was the only black pupil in the top stream. My sister came in the year afterwards. Because I was doing so well, obviously she was going to do well ... and all the attention was put on her. When she got to her A Levels the teacher was taking bets on what grade she was going to get and which university she was going to go (to).'Asked whether there was a need for more black teachers, the students replied: 'Yes we need them in the teaching profession, but we need them as black people not as black in colour ... There is an important difference ...'The students had clear expectations of teachers white or black, and additional expectations of black teachers that related to their perception of being black. The effects of schooling on their own identity as black people emerged quite frequently in relation to the curriculum and with reference to parental attitudes. c. School experience - identity, race and culture '... I'm not West Indian, .. but I consider myself black now, and I am half and half. But I made it, absolutely perfectly through the system, through grammar school, 11 plus, university OK ... I personally denied my blackness, because that is how I made it in the system ... I wasn't taught anything about myself as a black child or a child that was not necessarily white, except I was sometimes held up as the nicest token coloured girl. I lived in a nice middle class, country rural area ... It wasn't until I left university and actually faced the reality of going out and getting a job and things like that did I actually recognise that there was something wrong ... I couldn't now go and get a really good job unless it's ... to be a teacher or get involved with the race relations industry, because I am not going to make it in a successful sense as whites are supposed to make it ... and the way I was brought up to think I could achieve.'There was quite a discussion on the role that books used in school played in culturally alienating black children: 'also it is a matter of materials, the kinds of books used in primary schools for black children, and the kind of cultural references they have are totally inadequate and alienating for a black child.'In response to the argument that books are a relatively small influence among the many other influences in society, and that they had succeeded in spite of the kind of books described, the students commented: '... the books are the first stage of your learning, the primary school plays a big part in what (children) conceive as the society ...'The students expanded on the way in which the multiracial society is reflected in schools, and their own concepts of multiracial and multicultural. 'I'm doing this post graduate teacher training course and we do a multicultural education option. And the headmaster has got a school in the North of London and his school is all white ... he said up until recently he didn't see any reason why he should have a multicultural prospectus, curriculum, there was no reason to. "We haven't got a problem we have got no Black or Asian kids" ... He was seeing the school as a sort of autonomous body and totally divorced from society as a whole, until one day he was walking down the corridor and he heard one of the boys come out with what he thought was a particularly racist comment. And he suddenly thought something has got to be done, because they are going to go into the outside world and ... mix with black people, whether they like it or not. So it is relevant for both black and white children.'d. Experiences of school - the history curriculum 'We hear about (our) history as slavery ...'e. Experience of school - language and reading One student introduced the question of reading as basic requirement for education, and this led to a discussion of the language of West Indians. 'When I finished my O Levels we were helping some of the children to read in class and some of them were black ... one particular child ... was 11 or 12, he had a reading age of 5. As far as I could see, not being a doctor, he wasn't mentally sub-normal ... quite a few of them have passed through the system without being able to read - a basic necessity ...'When asked what view teachers should take of West Indian language in school, the students replied: '... English and speaking it reasonably correctly is a necessary thing, therefore I think that that should be basic, I don't think you should ban patois ... but we live in this country right, therefore in order to succeed it's no good talking patois when you are going for a job and if you are not dealing basically with black people ...'It was pointed out that parents, in evidence to the Committee, had spoken out very strongly against the use of Creole in the school, and the students responded: '... they want their children to get through the educational system within Britain ... the only way ... is by becoming as anglicised as possible and that means denying all your sort of cultural connections and that means speaking in a way that everybody else will recognise as standard English ...'II Home factors a. Parental attitudes 'One thing we felt was very important is the sort of different attitudes that West Indian parents have to schooling. Like, for instance, in the West Indies parents consider that you should send your child to school and it is the duty of the teachers to teach children ... Therefore perhaps they don't really expect the problems that occur ... like if you are in school here and you are not working, ... quite often teachers just let you get on with it ...'Asked about the difficulties of transferring from home to school at the age of five, or pre-school influences, one student commented: 'The thing is that there are certain housing policies which put black people into certain areas, thus they go to these certain schools, that is the point.'The students were asked the reasons for their success and mentioned the following: 'In my case it is due to my parents, and in a lot of cases it is due to the child losing its identity as a black child and sitting down keeping quiet, taking everything that is put to him or her ... because their fighting ability has been killed as they grow up. So (they) just do the work. And when they get to the top if they do ... they are only black in face. They haven't tended to look back and to pick up their brothers and sisters, they are only there as a figurehead.'One thing that the students were quite clear had not been a positive factor in motivating them or influencing their decisions about their future careers was the advice on careers which they had received in school. 'The type of advice I was given by my careers teacher at school ... when I started to become a lawyer was "Work in Woolworths where you can meet people" ... I was so amazed I couldn't be bothered to say anything else to her.'When asked the question 'What would be the main recommendations you would want to see?', the students replied in unison: 'Change the system.'One student then added: 'That is generally what we want, we want the system changed. Barring that we want the curriculum changed by the schools at a young age.'Part Two: Evidence from young people of Asian origin 1. The quotations that follow are taken from a series of over 200 individual interviews conducted with youngsters in the Leeds/Bradford area, in the course of Dr GK Verma's longitudinal study of ethnic minority adolescents. The quotations are not taken exclusively from interviews with Asian youngsters, although the sex and ethnicity of each youngster accompanies each quotation. We should point out here that the term 'Asi |